SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Virtu Financial, Inc.
[ VIRT ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 11/24/2021
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Class A common stock, par value $0.00001 per share |
11/24/2021 |
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J |
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17,411,715 |
D |
$0.00
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2,447,528 |
I |
See footnotes
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
667 MADISON AVE |
C/O ORDINAL VENTURES, LLC |
(Street)
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1. Name and Address of Reporting Person*
667 MADISON AVE |
C/O ORDINAL VENTURES, LLC |
(Street)
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1. Name and Address of Reporting Person*
C/O GLENN H. HUTCHINS |
667 MADISON AVE |
(Street)
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1. Name and Address of Reporting Person*
C/O ROBERT GREIFELD |
667 MADISON AVE |
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
Remarks: |
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/s/ Glenn H. Hutchins, Authorized Signatory of Ordinal Ventures, LLC |
11/29/2021 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
ORDINAL HOLDINGS I, LP November 29, 2021
By: Ordinal Holdings I GP, LP, its general partner
By: Ordinal Ventures, LLC, its general partner
By: /s/ Glenn H. Hutchins
Name: Glenn H. Hutchins
Title: Authorized Signatory
ORDINAL HOLDINGS I GP, LP November 29, 2021
By: Ordinal Ventures, LLC, its general partner
By: /s/ Glenn H. Hutchins
Name: Glenn H. Hutchins
Title: Authorized Signatory
ORDINAL VENTURES, LLC November 29, 2021
By: /s/ Glenn H. Hutchins
Name: Glenn H. Hutchins
Title: Authorized Signatory
TIDE MILL L.L.C. November 29, 2021
By: /s/ Glenn H. Hutchins
Name: Glenn H. Hutchins
Title: Authorized Signatory
WEST MEADOW GROUP LLC November 29, 2021
By: /s/ Robert Greifeld
Name: Robert Greifeld
Title: Administrative Manager
GLENN H. HUTCHINS November 29, 2021
/s/ Glenn H. Hutchins
Name: Glenn H. Hutchins
ROBERT GREIFELD November 29, 2021
/s/ Robert Greifeld
Name: Robert Greifeld